SFC Licences of CHOY Siu Kwan 蔡小軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司	RE	2	29 March 2022
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司	RE	1	29 March 2022
VERCAP Financial Services Limited 和昇金融服務有限公司	RO	2	05 February 2021	31 March 2021
VERCAP Financial Services Limited 和昇金融服務有限公司	RE	2	29 January 2021	05 February 2021
Zheng Da International Financial Holding Limited 正大國際金融控股有限公司	RO	5	04 November 2019	31 July 2020
Zheng Da International Financial Holding Limited 正大國際金融控股有限公司	RO	2	04 November 2019	31 July 2020
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司	RO	5	03 January 2019	17 March 2019
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司	RO	2	03 January 2019	17 March 2019
Central Universe Futures Limited 環宇期貨有限公司	RE	5	13 June 2018	23 July 2018
Central Universe Futures Limited 環宇期貨有限公司	RE	2	13 June 2018	23 July 2018
Fulbright Futures Limited 富昌期貨有限公司	RE	5	08 March 2018	18 April 2018
Fulbright Futures Limited 富昌期貨有限公司	RE	2	08 March 2018	18 April 2018
Grand International Futures Co., Limited 遠大國際期貨有限公司	RO	5	03 October 2017	19 February 2018
Grand International Futures Co., Limited 遠大國際期貨有限公司	RO	2	03 October 2017	19 February 2018
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司	RO	2	31 October 2016	31 January 2017
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司	RO	1	31 October 2016	31 January 2017
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司	RE	2	03 October 2016	31 October 2016
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司	RE	1	03 October 2016	31 October 2016
Shanxi Securities International Limited 山證國際證券有限公司	RE	1	22 February 2016	24 September 2016
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RE	2	22 February 2016	24 September 2016
Rifa Securities Limited 日發證券有限公司	RE	1	13 July 2015	12 February 2016
Rifa Futures Limited 日發期貨有限公司	RE	2	26 June 2015	12 February 2016
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司	RE	2	01 April 2015	06 May 2015
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RE	2	05 February 2013	02 March 2015
Golden Mountain Financial Limited 金山金融有限公司	RE	2	26 September 2012	07 December 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	21 July 2011	22 September 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	21 July 2011	22 September 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	17 December 2010	18 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	22 June 2010	08 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	22 June 2010	08 December 2010