SFC Licences of NEWMAN Mark Christopher

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 24 October 2011 12 February 2021
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 24 October 2011 12 February 2021
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 02 July 2010 24 October 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 02 July 2010 24 October 2011