SFC Licences of HU Xiaoyan 胡小燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 September 2015 | 27 January 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 22 August 2012 | 14 August 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 June 2010 | 29 June 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 25 June 2010 | 29 June 2012 |