SFC Licences of KWOK Wai Yee 郭慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 July 2013 | 24 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 July 2013 | 24 September 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 June 2010 | 14 February 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 June 2010 | 14 February 2013 |