SFC Licences of LEE Seok Wei 李思郼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 01 December 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 11 December 2015 | 01 December 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 December 2015 | 01 December 2020 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 December 2015 | 10 October 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 08 September 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 July 2010 | 08 September 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 05 July 2010 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 July 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 05 July 2010 | 06 December 2010 |