SFC Licences of RAINA Sumit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 02 December 2015 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 December 2015 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 July 2010 | 24 August 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 July 2010 | 24 August 2015 |