SFC Licences of WONG Hiu King 王曉琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 26 July 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 October 2015 | 29 June 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 November 2011 | 23 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 November 2011 | 23 June 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 13 July 2010 | 10 November 2011 |