SFC Licences of WONG Hiu King 王曉琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 05 October 2015
Merrill Lynch (Asia Pacific) Limited RE 4 14 November 2011 23 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 14 November 2011 23 June 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 13 July 2010 10 November 2011