SFC Licences of NAGAO Yoshitaka

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 22 March 2024 27 March 2024
Merrill Lynch (Asia Pacific) Limited RE 4 10 November 2023 15 November 2023
Merrill Lynch (Asia Pacific) Limited RE 4 17 April 2023 21 April 2023
Merrill Lynch (Asia Pacific) Limited RE 4 14 October 2022 21 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 04 August 2014 21 June 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 11 July 2014 17 July 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 09 December 2013 13 December 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 17 September 2012 21 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 19 July 2010 23 July 2010