SFC Licences of NG Tai Hung 吳大雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司
RE 4 10 July 2018
Haitong International Capital Limited 海通國際資本有限公司
RE 6 12 August 2010 09 November 2013
ICBC International Securities Limited 工銀國際證券有限公司
RE 1 04 June 2018
ICBC International Capital Limited 工銀國際融資有限公司
RE 1, 6 04 June 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 13 June 2014 23 May 2018
Guotai Junan Capital Limited 國泰君安融資有限公司
RE 6 18 November 2013 04 June 2014