SFC Licences of Ng Tai Hung 吳大雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 10 July 2018 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 04 June 2018 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 04 June 2018 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 04 June 2018 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 13 June 2014 | 23 May 2018 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 13 June 2014 | 23 May 2018 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 18 November 2013 | 04 June 2014 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 12 August 2010 | 09 November 2013 |