SFC Licences of CHAN Shan Shan 陳珊珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 9 17 September 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 4 17 September 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 1 17 September 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 9 07 April 2021 17 September 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 4 07 April 2021 17 September 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 1 07 April 2021 17 September 2021
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 RO 9 14 March 2019 28 February 2021
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 RO 4 14 March 2019 28 February 2021
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 RO 1 14 March 2019 28 February 2021
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 9 11 December 2017 16 November 2018
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 1 11 December 2017 16 November 2018
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 RO 9 28 June 2016 01 December 2017
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RE 1 29 February 2016 01 December 2017
orientiert XYZ Securities Limited RE 9 16 August 2013 30 January 2016
orientiert XYZ Securities Limited RE 1 06 December 2010 30 January 2016