SFC Licences of LO Dickson Tat San 羅達生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Futures Limited 亨達期貨有限公司 RO 2 07 December 2021
Hantec Securities Co. Limited 亨達證券有限公司 RO 1 07 December 2021
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 17 September 2021 07 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 22 June 2021 25 August 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 31 May 2021 25 August 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 20 August 2020 06 May 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 20 August 2020 06 May 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 20 August 2020 06 May 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 20 August 2020 06 May 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 20 August 2020 06 May 2021
Open Securities Limited 開盤證券有限公司 RO 2 18 July 2019 03 August 2020
Open Securities Limited 開盤證券有限公司 RO 1 18 July 2019 03 August 2020
Open Securities Limited 開盤證券有限公司 RE 4 05 January 2018 03 August 2020
Open Securities Limited 開盤證券有限公司 RE 2 01 March 2016 18 July 2019
Open Securities Limited 開盤證券有限公司 RE 1 01 March 2016 18 July 2019
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 20 November 2014 13 January 2016
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 20 November 2014 13 January 2016
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 20 November 2014 13 January 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 26 May 2014 13 November 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 26 May 2014 13 November 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 21 June 2012 09 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 09 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 09 May 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 15 May 2012 09 May 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 15 May 2012 09 May 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 15 May 2012 09 May 2014
Nerico Brothers Limited RE 3 14 July 2010 01 May 2012
Nerico Brothers Limited RE 2 14 July 2010 01 May 2012
Nerico Brothers Limited RE 1 14 July 2010 01 May 2012