SFC Licences of LO Dickson Tat San 羅達生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hantec Futures Limited 亨達期貨有限公司	RO	2	07 December 2021
Hantec Securities Co. Limited 亨達證券有限公司	RO	1	07 December 2021
Hantec Securities Co. Limited 亨達證券有限公司	RE	1	17 September 2021	07 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	22 June 2021	25 August 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	31 May 2021	25 August 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	20 August 2020	06 May 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	20 August 2020	06 May 2021
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	20 August 2020	06 May 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	20 August 2020	06 May 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	20 August 2020	06 May 2021
Open Securities Limited 開盤證券有限公司	RO	2	18 July 2019	03 August 2020
Open Securities Limited 開盤證券有限公司	RO	1	18 July 2019	03 August 2020
Open Securities Limited 開盤證券有限公司	RE	4	05 January 2018	03 August 2020
Open Securities Limited 開盤證券有限公司	RE	2	01 March 2016	18 July 2019
Open Securities Limited 開盤證券有限公司	RE	1	01 March 2016	18 July 2019
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	20 November 2014	13 January 2016
ICBC International Securities Limited 工銀國際證券有限公司	RE	2	20 November 2014	13 January 2016
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 November 2014	13 January 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	26 May 2014	13 November 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	26 May 2014	13 November 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	3	21 June 2012	09 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	21 June 2012	09 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	21 June 2012	09 May 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	3	15 May 2012	09 May 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	15 May 2012	09 May 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	15 May 2012	09 May 2014
Nerico Brothers Limited	RE	3	14 July 2010	01 May 2012
Nerico Brothers Limited	RE	2	14 July 2010	01 May 2012
Nerico Brothers Limited	RE	1	14 July 2010	01 May 2012