SFC Licences of XIAO Kai 肖凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 | RO | 1 | 10 April 2015 | 19 November 2015 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 4 | 12 June 2014 | 19 November 2015 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 01 February 2011 | 10 April 2015 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 21 July 2010 | 01 January 2011 |