SFC Licences of SHAM Kai Him 岑啟謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 13 July 2011 | 01 December 2014 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 1 | 23 August 2010 | 04 July 2011 |