SFC Licences of YEO Zhi Aik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 22 December 2016 | |
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 22 December 2016 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 30 June 2011 | 31 October 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 August 2010 | 09 June 2011 |