SFC Licences of ZHAO Kainan 趙凱南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quintus Partners Limited | RE | 6 | 02 September 2015 | 30 September 2016 |
Quintus Partners Limited | RE | 1 | 02 September 2015 | 30 September 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 23 September 2013 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 September 2013 | 03 June 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 July 2010 | 16 August 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 July 2010 | 16 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 July 2010 | 31 January 2012 |