SFC Licences of ZHAO Kainan 趙凱南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quintus Partners Limited RE 6 02 September 2015 30 September 2016
Quintus Partners Limited RE 1 02 September 2015 30 September 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 23 September 2013 03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 23 September 2013 03 June 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 21 July 2010 16 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 July 2010 16 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 21 July 2010 31 January 2012