SFC Licences of NG Warren Brian Ka Hei 吳嘉羲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	6	19 July 2021	16 January 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	19 July 2021	16 January 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	19 July 2021	16 January 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	22 April 2021	19 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	22 April 2021	19 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	22 April 2021	19 July 2021
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	18 July 2019	09 February 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	18 July 2019	09 February 2021
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	18 July 2019	09 February 2021
ICBC International Capital Limited 工銀國際融資有限公司	RE	4	30 August 2018	09 February 2021
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	10 August 2017	18 July 2019
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	20 October 2016	18 July 2019
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	20 October 2016	18 July 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	26 July 2010	13 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	26 July 2010	13 September 2016