SFC Licences of SMITH Paul Savile
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 22 September 2017 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 22 September 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 22 September 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 May 2014 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 2 | 09 April 2014 | 22 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 09 April 2014 | 22 September 2017 |
| UBS Securities Hong Kong Limited | RE | 7 | 09 April 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 09 April 2014 | 18 December 2016 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 02 August 2010 | 10 March 2014 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 02 August 2010 | 10 March 2014 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 02 August 2010 | 10 March 2014 |