SFC Licences of LAU Kwok Hei, David 劉國熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Fargo Securities Asia Limited
RO 1, 4, 6 17 February 2021 12 May 2022
Wells Fargo Securities Asia Limited
RE 1, 4, 6 22 October 2013 17 February 2021
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 9 08 August 2013 28 August 2013
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 02 August 2010 24 May 2012