SFC Licences of LAU Kin Chi Gilbert 劉健智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 28 December 2011 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 30 July 2010 | 24 October 2011 |