SFC Licences of YIM Po Ling 嚴寶玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 9 | 09 July 2021 | 20 November 2021 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 09 July 2021 | 20 November 2021 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 09 July 2021 | 20 November 2021 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 18 August 2010 | 30 June 2016 |