SFC Licences of YANG Tao 楊濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RO | 9 | 20 March 2019 | |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 9 | 26 July 2017 | 20 March 2019 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 4 | 26 July 2017 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 19 May 2015 | 09 June 2017 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 19 May 2015 | 09 June 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 30 August 2010 | 13 May 2011 |