SFC Licences of XIA Ling 夏灵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 22 January 2024 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 22 January 2024 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 January 2024 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 09 August 2010 | 21 July 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 August 2010 | 21 July 2017 |