SFC Licences of LU Yao 陸遙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moody's Investors Service Hong Kong Limited | RE | 10 | 12 October 2018 | 26 July 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 October 2016 | 17 August 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 October 2016 | 17 August 2018 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 19 July 2016 | 09 September 2016 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 19 July 2016 | 09 September 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 17 August 2010 | 22 April 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 August 2010 | 22 April 2016 |