SFC Licences of YU Kai 喻凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 30 April 2013 | 31 December 2013 |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 30 April 2013 | 31 December 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 16 August 2010 | 18 November 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 August 2010 | 18 November 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 August 2010 | 18 November 2011 |