SFC Licences of NG Ean Kiam 黃延謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pando Finance Limited 潘渡有限公司 | RE | 9 | 29 February 2024 | |
Pando Finance Limited 潘渡有限公司 | RE | 4 | 29 February 2024 | |
Pando Finance Limited 潘渡有限公司 | RE | 1 | 29 February 2024 | |
JT Capital Management Limited 嘉泰新興資本管理有限公司 | RO | 9 | 14 January 2020 | 31 July 2022 |
JT Capital Management Limited 嘉泰新興資本管理有限公司 | RO | 4 | 14 January 2020 | 31 July 2022 |
Kaiser Capital Management Limited 嘉信資本管理有限公司 | RO | 9 | 14 June 2018 | 18 April 2019 |
Kaiser Capital Management Limited 嘉信資本管理有限公司 | RO | 4 | 14 June 2018 | 18 April 2019 |
VL Asset Management Limited 以立投資管理有限公司 | RO | 9 | 30 January 2015 | 31 March 2018 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 4 | 10 February 2014 | 10 May 2014 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 27 September 2010 | 10 May 2014 |