SFC Licences of CHIA Kiara Kim Szu Shyan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 22 January 2024 25 January 2024
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 04 September 2023 08 September 2023
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 12 June 2023 16 June 2023
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 09 January 2023 13 January 2023
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 02 October 2018 04 October 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 20 February 2018 02 March 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 18 September 2017 20 September 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 03 October 2016 04 October 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 07 October 2015 14 October 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 27 April 2015 28 April 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 15 September 2014 16 September 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 31 October 2013 01 November 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 05 April 2013 09 April 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 24 October 2011 02 April 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 26 August 2010 24 October 2011