SFC Licences of LAM Siu Ting 林少婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 04 July 2017 | 09 February 2018 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 04 July 2017 | 09 February 2018 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 29 July 2016 | 30 June 2017 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 29 July 2016 | 30 June 2017 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 10 December 2015 | 17 June 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 07 April 2011 | 26 June 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 14 October 2010 | 26 June 2015 |