SFC Licences of LUO Wenan 羅文安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forebright Capital Management Limited | RE | 9 | 18 October 2016 | |
Forebright Capital Management Limited | RE | 4 | 18 October 2016 | |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 24 February 2011 | 31 March 2015 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 26 August 2010 | 01 February 2011 |