SFC Licences of HUI Po Ming 許寶明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 21 December 2016 | 28 April 2021 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 14 April 2016 | 28 April 2021 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 14 April 2016 | 28 April 2021 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 August 2015 | 22 March 2016 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 28 March 2012 | 26 February 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 29 September 2010 | 22 September 2011 |