SFC Licences of HUI Po Ming 許寶明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 RE 9 21 December 2016 28 April 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 14 April 2016 28 April 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 14 April 2016 28 April 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 04 August 2015 22 March 2016
Athena Wealth Management Limited 智富財富管理有限公司 RE 1 28 March 2012 26 February 2015
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 29 September 2010 22 September 2011