SFC Licences of GUPTA Manish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 June 2016 | 14 April 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 September 2010 | 27 April 2015 |