SFC Licences of BRISCOE Hayden Daniel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RO 9 11 August 2020
UBS Asset Management (Hong Kong) Limited RO 4 11 August 2020
UBS Asset Management (Hong Kong) Limited RO 1 11 August 2020
UBS Asset Management (Hong Kong) Limited RE 9 16 August 2016 11 August 2020
UBS Asset Management (Hong Kong) Limited RE 4 16 August 2016 11 August 2020
UBS Asset Management (Hong Kong) Limited RE 1 16 August 2016 11 August 2020
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 9 28 March 2013 18 April 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 5 28 March 2013 18 April 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 4 28 March 2013 18 April 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 2 28 March 2013 18 April 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 1 28 March 2013 18 April 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 14 January 2013 28 March 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 14 January 2013 28 March 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 14 January 2013 28 March 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 14 January 2013 28 March 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 14 January 2013 28 March 2013
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 25 June 2012 27 June 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 13 February 2012 15 February 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 19 September 2011 24 September 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 21 June 2011 03 July 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 21 February 2011 28 February 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 06 September 2010 07 September 2010