SFC Licences of SIU Jason 蕭智舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 |
RE | 4 | 27 April 2021 | |
Fosun Hani Securities Limited 復星恆利證券有限公司 |
RE | 4 | 06 May 2020 | 31 March 2021 |
Mason Securities Limited 茂宸證券有限公司 |
RO | 4 | 30 January 2019 | 20 March 2020 |
Mason Securities Limited 茂宸證券有限公司 |
RE | 4 | 05 December 2018 | 30 January 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | 4 | 29 October 2015 | 27 November 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 4 | 15 August 2014 | 29 October 2015 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RE | 4 | 01 September 2010 | 02 September 2013 |