SFC Licences of LAU Pak Kin 劉百堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 04 May 2012 | 20 September 2013 |
| SynerWealth Financial Limited 匯心金融有限公司 | RE | 1 | 28 September 2011 | 20 February 2012 |
| Nerico Brothers Limited | RE | 1 | 05 October 2010 | 28 June 2011 |