SFC Licences of PAN Jin 潘瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 10 November 2023
Millennium Capital Management (Hong Kong) Limited RE 9 28 February 2022 01 September 2023
GLG Partners Hong Kong Limited RE 4 09 November 2020 28 September 2021
GLG Partners Hong Kong Limited RE 1 09 November 2020 28 September 2021
QUAD Capital Management Limited RO 9 03 December 2018 13 March 2020
QUAD Capital Management Limited RO 4 03 December 2018 13 March 2020
QUAD Capital Management Limited RE 9 29 September 2014 03 December 2018
QUAD Capital Management Limited RE 4 29 September 2014 03 December 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 03 September 2010 29 April 2011
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 03 September 2010 29 April 2011