SFC Licences of PAN Jin 潘瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 10 November 2023 | |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 28 February 2022 | 01 September 2023 |
GLG Partners Hong Kong Limited | RE | 4 | 09 November 2020 | 28 September 2021 |
GLG Partners Hong Kong Limited | RE | 1 | 09 November 2020 | 28 September 2021 |
QUAD Capital Management Limited | RO | 9 | 03 December 2018 | 13 March 2020 |
QUAD Capital Management Limited | RO | 4 | 03 December 2018 | 13 March 2020 |
QUAD Capital Management Limited | RE | 9 | 29 September 2014 | 03 December 2018 |
QUAD Capital Management Limited | RE | 4 | 29 September 2014 | 03 December 2018 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 03 September 2010 | 29 April 2011 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 03 September 2010 | 29 April 2011 |