SFC Licences of HO Stephanie 何羽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 26 October 2016 22 April 2018
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 26 October 2016 22 April 2018
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 15 September 2010 30 April 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 15 September 2010 30 April 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 15 September 2010 30 April 2012