SFC Licences of AU Wing Tung 歐穎桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 02 October 2013 | 15 October 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 December 2012 | 15 October 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 December 2012 | 15 October 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 22 September 2010 | 29 December 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 22 September 2010 | 29 December 2010 |