SFC Licences of WUN Yiu Wa 尹耀華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 08 August 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 08 August 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 July 2012 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 June 2012 | 02 October 2017 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 06 September 2011 | 05 June 2012 |
| Nerico Brothers Limited | RE | 1 | 15 October 2010 | 02 August 2011 |