SFC Licences of ZENG Yu 曾昱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Austin Asia Securities Limited 新港亞洲證券有限公司 | RO | 6 | 06 September 2018 | 29 March 2019 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 | RO | 9 | 11 April 2018 | 29 March 2019 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 | RO | 4 | 11 April 2018 | 29 March 2019 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 1 | 07 March 2016 | 01 May 2017 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 9 | 12 December 2014 | 01 May 2017 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 4 | 12 December 2014 | 01 May 2017 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 03 May 2012 | 07 March 2016 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 11 August 2011 | 12 December 2014 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 21 January 2011 | 12 December 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 24 September 2010 | 09 December 2010 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 24 September 2010 | 09 December 2010 |