SFC Licences of SO Nga Ting, Bernadette 蘇雅婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 27 May 2019 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 27 May 2019 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 20 July 2016 | 30 April 2019 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 20 July 2016 | 30 April 2019 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 20 July 2016 | 30 April 2019 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 01 February 2011 | 15 August 2015 |
| Celestial Capital Limited 時富融資有限公司 | RE | 1 | 01 February 2011 | 15 August 2015 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 September 2010 | 15 August 2015 |