SFC Licences of LAW Wai Hung 羅偉雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AP Capital Limited | RO | 1 | 22 August 2023 | |
AP Capital Limited | RO | 9 | 30 November 2022 | |
AP Capital Limited | RO | 4 | 30 November 2022 | |
AP Capital Limited | RE | 9 | 02 November 2022 | 30 November 2022 |
AP Capital Limited | RE | 4 | 02 November 2022 | 30 November 2022 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RO | 9 | 14 November 2018 | 14 October 2022 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RO | 4 | 14 November 2018 | 14 October 2022 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 9 | 11 October 2018 | 14 November 2018 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 4 | 11 October 2018 | 14 November 2018 |
Shacom Securities Limited 上銀證券有限公司 | RO | 4 | 19 June 2014 | 02 October 2018 |
Shacom Securities Limited 上銀證券有限公司 | RO | 1 | 19 June 2014 | 02 October 2018 |