SFC Licences of LAW Wai Hung 羅偉雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AP Capital Limited RO 1 22 August 2023
AP Capital Limited RO 9 30 November 2022
AP Capital Limited RO 4 30 November 2022
AP Capital Limited RE 9 02 November 2022 30 November 2022
AP Capital Limited RE 4 02 November 2022 30 November 2022
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RO 9 14 November 2018 14 October 2022
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RO 4 14 November 2018 14 October 2022
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RE 9 11 October 2018 14 November 2018
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) RE 4 11 October 2018 14 November 2018
Shacom Securities Limited 上銀證券有限公司 RO 4 19 June 2014 02 October 2018
Shacom Securities Limited 上銀證券有限公司 RO 1 19 June 2014 02 October 2018