SFC Licences of LI Pui Yan 李珮欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DC Investments (HK) Limited | RO | 9 | 12 January 2024 | |
| Picea Oriental Investment Management Limited 沐杉投資管理有限公司 | RO | 9 | 13 December 2021 | 30 September 2023 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 05 October 2010 | 31 May 2011 |