SFC Licences of Navita
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 07 July 2017 | 10 November 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 07 May 2014 | 27 June 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 May 2014 | 27 June 2014 |
UBS Securities Asia Limited | RE | 2 | 08 October 2010 | 03 December 2013 |
UBS Securities Asia Limited | RE | 1 | 08 October 2010 | 03 December 2013 |
UBS Securities Hong Kong Limited | RE | 1 | 08 October 2010 | 03 December 2013 |