SFC Licences of LEE Andrew Chun Ning 李振寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 27 August 2014 | 02 September 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 August 2014 | 02 September 2015 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 11 October 2010 | 04 January 2011 |