SFC Licences of CHAU Ho Man 周昊雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 07 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 March 2013 02 October 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 October 2011 18 June 2012
Quam Securities Limited 華富建業證券有限公司 RE 1 18 October 2010 17 September 2011
Quam Securities Limited 華富建業證券有限公司 RE 2 18 October 2010 17 September 2011