SFC Licences of CHAU Ho Man 周昊雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 07 June 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 March 2013 | 02 October 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 October 2011 | 18 June 2012 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 18 October 2010 | 17 September 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 18 October 2010 | 17 September 2011 |