SFC Licences of CHAN Pui Sing 陳沛昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 01 April 2015 | 07 July 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 01 April 2015 | 07 July 2022 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 22 October 2014 | 26 February 2015 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 28 July 2011 | 26 February 2015 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 28 July 2011 | 28 February 2013 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 28 July 2011 | 30 September 2011 |
| Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 18 October 2010 | 18 May 2011 |