SFC Licences of HOLMES II Albert Dudley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 March 2017 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 March 2017 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 27 October 2010 | 28 October 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 October 2010 | 28 October 2013 |