SFC Licences of HARNED Douglas Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 31 October 2019 | 05 November 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 29 October 2018 | 02 November 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 30 October 2017 | 03 November 2017 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 02 November 2016 | 07 November 2016 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 02 November 2015 | 07 November 2015 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 05 November 2014 | 11 November 2014 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 01 November 2013 | 10 November 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 31 October 2012 | 05 November 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 02 November 2011 | 04 November 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 02 November 2010 | 10 November 2010 |