SFC Licences of YIP Chin Ho 葉展灝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 5 29 April 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 2 29 April 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 4 29 April 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 29 April 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 5 02 April 2020 29 April 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 02 April 2020 29 April 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 04 March 2020 29 April 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 04 March 2020 29 April 2020
Parchment Investment Limited 帕加馬(香港)投資有限公司 RE 1 12 September 2019 30 October 2019
Parchment Capital Limited 帕加馬(香港)資本有限公司 RE 4 12 September 2019 30 October 2019
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RO 4 28 July 2017 21 August 2019
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RO 1 01 June 2016 21 August 2019
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 4 31 December 2015 23 May 2016
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 1 31 December 2015 23 May 2016
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 4 23 December 2015 31 December 2015
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 1 23 December 2015 31 December 2015
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RO 5 05 November 2015 11 December 2015
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 RO 5 24 September 2014 11 December 2015
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 RO 2 24 September 2014 11 December 2015
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 RE 5 03 September 2014 24 September 2014
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 RE 2 03 September 2014 24 September 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 31 January 2013 04 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 28 December 2011 04 April 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 02 November 2010 04 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 02 November 2010 04 April 2014