SFC Licences of KRAUTHEIM Erica Shao-Ning
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VBG Asset Management Limited 建泉資產管理有限公司 | RE | 9 | 25 January 2024 | |
| Franklin Templeton Asia Pacific Alternatives Limited 富蘭克林鄧普頓亞太資產管理有限公司 | RE | 9 | 05 October 2022 | 28 April 2023 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 | RE | 1 | 01 July 2022 | 20 October 2022 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 24 March 2022 | 30 June 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 08 May 2012 | 18 March 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 November 2010 | 18 March 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 16 November 2010 | 18 March 2014 |