SFC Licences of YE Nayun 叶拏云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 09 July 2013 02 February 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 09 July 2013 02 February 2015
Merrill Lynch (Asia Pacific) Limited RE 1 15 November 2010 07 November 2012
Merrill Lynch (Asia Pacific) Limited RE 4 15 November 2010 07 November 2012
Merrill Lynch (Asia Pacific) Limited RE 6 15 November 2010 07 November 2012
Merrill Lynch Far East Limited RE 1 15 November 2010 07 November 2012
Merrill Lynch Far East Limited RE 4 15 November 2010 07 November 2012
Merrill Lynch Far East Limited RE 6 15 November 2010 07 November 2012